Lenders, Third Party Vendors and BSA Compliance webinar
03.30.2016 - 03.30.2016 (lending)
11:00 AM-12:15 PM CDT Online via Adobe Connect
As a credit union lender, you have become “your brother’s keeper” with regard to BSA compliance. What the CFPB cannot regulate directly, it's seeking to regulate indirectly. If it cannot reach your third party vendors and service-providers directly, it will lean on you to see they become and remain compliant.
During this webinar, you’ll explore the following questions:
- Do you have copies of your own lawyer’s document security, retention & destruction policy? Their disaster recovery protocols? Or annual profit and loss statements?
- What happens to the originals of the loan applications faxed to you from used car dealers?
- Do you have a copy of the dealer’s document shredding service contract?
- How about copies of the I-9’s of all the janitorial employees with access to your locked offices?
All these requirements and more will be addressed in this webinar with attorney Frank Drake as he highlights the importance of compliance.
Who Should Attend
This webinar is beneficial for credit union lenders and compliance professionals. Affiliation with CUNA/League is required for attendance.
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